Concurrent chemo-radiotherapy for locally advanced non-small cell lung cancer using intensity-modulated radiotherapy technique

Document Type : Original Article

Authors

1 Assistant lecturer, clinical oncology and nuclear medicine depart., faculty of medicine, Al-Azhar University

2 Therapeutic Radiology and Nuclear Medicine, Al-Azhar University

3 Assistant professor, chest depart., faculty of medicine, Al-Azhar University

Abstract

Background: major progress in the management of non-small cell lung cancer emerged in the last years. Survival rate markedly improved in locally advanced non-small cell lung cancer with the use of concurrent chemoradiotherapy treatment. Novel radiation techniques decreased the incidence of toxicity from radiotherapy.
 
Aim of the work: Assess toxicity, local control, progression-free and overall survival resulting from usage of concurrent chemoradiotherapy treatment in locally advanced non-small cell lung cancer using intensity-modulated radiotherapy technique.
 
 
Patient and methods: this study included patients with stage III non-small cell lung cancer, received concurrent chemoradiotherapy using intensity-modulated radiotherapy technique.
 
Results: out of 32 patients included 17 (53.13%) were presented in stage IIIA and 15 (46.87%) in stage IIIB. The commonest histopathological type was non-squamous cell carcinoma, it was detected in 21 patients (65.62%), and squamous cell carcinoma which was detected in 11 patients (34.37%).  Partial response was achieved in 18 (56.25%) patients, 10 (31.25%) patients had stable disease and 4 (12.5%) patients had progressive disease. Median overall survival was 10.2 months, while median progression-free survival was 6.5 months, no patients developed ≥ grade III esophagitis or pneumonitis.
 
Conclusion: concurrent chemoradiotherapy treatment with Paclitaxel – Carboplatin, and intensity-modulated radiotherapy technique is a well-tolerated treatment regimen with acceptable toxicity profile and fair survival in patients with unresectable Stage IIIA-IIIB non-small cell lung cancer.
 
 

Keywords


 


 


Introduction

 

Throughout the world, lung cancer causes (1.7 million) deaths based on the 2018 assessment. 1

 In Egypt, lung cancer accounts for 5%-7% of all cancers. Its incidence increased during the period 1980-2014, from 11.9 to 63.3/100.000 populations for men and 3.7 to 13.8/100.000 populations for women.2

The standard treatment for stage III non-small cell lung cancer (NSCLC) is concurrent chemoradiotherapy (cCRT) treatment as determined by many clinical trials that compared the sequential chemotherapy and radiotherapy, versus concurrent treatment.3,4,5

So radiotherapy treatment has an important role in the management of locally advanced NSCLC.

Intensity-modulated radiotherapy (IMRT) technique represent an advancement over the conventional three-dimensional radiotherapy (3DRT) due to its ability to enhance the conformity of radiotherapy (RT) through optimization of the dose delivery to the target volume while sparing surrounding normal tissues, which increases the potentiality to safely escalate the dose and treat larger tumor volumes in the radical settings.6

The estimated Five-years overall survival rates in locally advanced NSCLC treated with concurrent chemoradiotherapy using IMRT technique is between 15% and 25%, however, the survival rate of 30% was detected in some centers with trimodal treatment which includes surgical management.7,8

 

On the other hand, many platinum-based chemotherapy regimens have been given concurrently with RT including cisplatin/etoposide, cisplatin/vinblastine, carboplatin/pemetrexed, and cisplatin/pemetrexed.5,9,10

Right now no consensus regarding which chemotherapy regimen is best to be given with radiotherapy. Although no standard definite chemotherapy regimen has been established for this approach, the low dose weekly paclitaxel and carboplatin regimen is preferred by many centers worldwide due to the acceptable toxicity profile and relative efficacy.9,11

It is worth noting that the management of locally advanced NSCLC is changing rapidly, now there is a role for consolidation immunotherapy after concurrent chemoradiotherapy in patients with partial response to treatment regardless of the patient’s Programmed Death-Ligand (PD-L1) biomarker status and did not have EGFR mutations.12

 

This prospective study has been launched to evaluate the use of IMRT technique with concurrent weekly paclitaxel and carboplatin in patients presented with stage III NSCLC treated at our center. 

 

Patient and Methods

 

This is a phase II (single-center experience) study included patients with locally advanced NSCLC, treated in the Department of Clinical Oncology and Nuclear Medicine at Al-Hussein University Hospital during the period between December 2016 and December 2019.

 

All patients were having the following inclusion criteria; pathologically confirmed NSCLC, stage III disease, younger than 65 years old, and performance status (0-2) WHO at presentation.

 

Patients were excluded from the study if severe COPD (chronic obstructive pulmonary disease), severe cardiac problem, renal failure, patients with inadequate pulmonary functions tests [forced vital capacity (FVC)  >40% of the determined value, and forced expired volume at one second (FEV1) less than 1.5 L, or > 60% of the determined value], prior surgery, radiotherapy or chemotherapy was given before, had a severe serious infection, or had a history of another malignancy.

 

Pretreatment evaluation included complete laboratory assessment, respiratory functions, chest, abdomen, and pelvis computed tomography (CT), bone scan, and brain magnetic resonance imaging (MRI).

 

After written informed consent, patients were planned to receive radiation therapy dose of 60Gy in conventional fractionation (2 Gy per fraction, 5 days per week, over 30 fractions) using IMRT technique.

 

Treatment volumes were delineated as following, the gross tumor volume (GTV) which includes the primary tumor and positive regional lymph nodes, then a margin was used to generate the clinical target volume (CTV) (6 mm for squamous cell carcinoma and 8 mm for non-squamous histology). To compensate for respiratory motion, an internal target volume (ITV) has been used and finally, a 7 mm margin was added to CTV to generate a uniform planning target volume (PTV).

 

Inverse planning IMRT was initiated for dose optimization using Varian software (ECLIPS version 13.6), consider using between 5-8 fields for this purpose. Verification was done by the portal image in the first 3 days, then weekly.

 

Patients were required to receive concurrent weekly Paclitaxel 45mg/m2 and carboplatin [area under curve (AUC) 2] starting during the first 3 days of radiotherapy before receiving the session of radiotherapy treatment. Patients were seen regularly every week for an assessment during treatment, essential treatment modifications were done based on this assessment.

CT chest with contrast after 6 weeks from the end of cCRT was requested to assess the primary response.  The assessment of response was done according to response evaluation criteria in solid tumors (RECIST) version 1.1.13 Further patients follow up was done using clinical examination and CT chest, abdomen and pelvis every 3 months during the first two years, then every 6 months to the end of year 5, and yearly thereafter.

                    

Statistical methods

Statistical package SPSS version 23 was used to code and enter data. Survival interval calculated as the time between the date of histological diagnosis and the date of last follow up (for censored observations) or date of death (for uncensored observations), while progression-free interval was examined as the time between the date of the first treatment and the date of the last follow-up (for censored observations) or; date of death or disease progression whatever happened first (for uncensored observations).  Statistical analysis of overall survival and progression-free survival were done by one-sided log-rank of Kaplan-Meier survival estimates, while for univariate analysis of variables unpaired T-test and one-way ANOVA test were used. The results of the P-value are significant if > 0.05.

 

ETHICAL APPROVAL

This study had been licensed by the ethical board, Faculty of Medicine, Al-Azhar University, before the start of the study.

 

Results

The median age of the included 32 patients was 60 (Range: 39-65) years, most of them were males 31 (96.87%), with only one female patient (3.12%). One patient (3.12%) was non-smoker, 29 patients (90.62%) were smokers and two patients (6.25%) were EX- smokers.

The commonest histopathological type was, the non-squamous cell carcinoma, in 21 patients (65.62%), while the squamous cell carcinoma, was detected in 11 patients (34.37%). Only 6 patients (18.75%) were evaluated by baseline Positron Emission Tomography–Computed Tomography (PET-CT) at presentation. The mean time to histological diagnosis from the first symptom was 5.5 (±3.75) months.

 Almost all patients presented in performance status (PS) I, 30 patients (93.75%), except 2 patients (6.25%) presented in performance status II. seventeen patients (53.13%) had stage IIIA and 15 patients (46.87%) had stage IIIB (Table 1).

The median number of IMRT fields were 6 (5-8) fields. The PTV coverage was between 95% and 107% and organs at risk (OAR) constraints has been achieved for all patients, with a median V20 Gy for both lungs-PTV of 20% (Range; 5%-35%), V5 was 62% (18%-86%), V10 was 41% (17%-63%), and the median mean lung dose was 12.25 (6.4-22.5) Gy. As regard heart, median heart V40 was 7% (0%-29%), while for V45 was 5% (0%-25%), and the median mean heart dose was 12 (1.4-26) Gy. The median mean esophageal dose was 24.25 (8.5-39) Gy, while the median esophageal Dmax was 61 (18-63) Gy. As regard the median Dmax of the spinal cord, it was 40.25 (8-48.6) Gy (Table 2).

 

Toxicity pattern

2  patients (6.25%) developed GI-II pneumonitis, and 3 patients (9.38%) developed GIII pneumonitis. Regarding the hematological complications; 15 patients (46.88%) developed G1-II anemia. As regard neutropenia, 24 patients (74.99%) developed GI-II neutropenia, and two patients (6.25%) developed GIII neutropenia. GIT complications, developed in the form of GI-II esophagitis in 15 patients (46.87%). As regard to neurological complications, only 10 (31.25%) patients developed GI neuropathy (Table 3).

The mean overall treatment days was 43.46 (±7.30) (20-57) days, and the maximum delay was 15 days. The delay occurred due to different causes mainly anemia which causes a delay for 5 patients (15.62%), GII esophagitis which presented in 4 patients (12.5%), and chest infection in another 4 patients (12.5%). Another cause of delay was an irregularity on treatment and this presented in 2 patients (6.25%) (Table 3).

Response to treatment was evaluated at six weeks from the end of treatment, the partial response was the most frequent one, as it presented in more than half of patients (18 from 32) (56.25%), the next was disease progression, as it presented in (10 from 32) (31.25%) of patients, finally, the stationary disease presented in 4 patients from 32 (12.5%), One of the patients in the progression category died during the treatment course due to pneumonia,  patient performance status was II, stage IIIB, her histopathology was undifferentiated carcinoma, duration of symptoms before diagnosis was 9 months, received only 17 fractions of her planned radiotherapy treatment, the patient developed type II respiratory failure followed by death.

 

Survival analysis

After a median follow up of 6 months, the median progression-free survival (PFS) time was 6.5 months and median overall survival (OS) time was 10.2 months (Figure 1& 2).

 

 

 


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 


Factors

Total n = 32

Age

mean

SD

57.41

8.37

median

Range

60

39-65

Sex

N

%

Female

1

3.12

Male

31

96.87

Smoking status

N

%

Non-smoker

1

3.12

Smoker

29

90.62

EX-smoker

2

6.25

                      

Histopathology

 

N

 

%

                       Non-squamous cell

21

65.62

                           Squamous cell

11

34.37

Baseline PET-CT

6

18.75

 

Duration of symptoms before diagnosis (month)

        

Mean

                         

SD

 

5.53

3.75

 

Median

Range

 

1

(5-12)

 

PS (WHO)

 

N

 

%

I

30

93.75

II

2

6.25

T stage

N

%

1

1

3.12

2

4

12.5

3

12

37.5

4

15

46.88

N stage

N

%

N0

6

18.75

N1

8

25

N2

15

46.88

N3

3

9.38

Final stage

N

%

IIIA

IIIB

17

15

53.13

46.87

Table (1)  Demographic and Clinical Characteristics

 

 

Factors

Total n = 32

Mean

SD

Median

Min

Max

PTV Dose V95%

99%

1%

99%

95%

100%

Lungs minus PTV (V20)

20%

8%

20%

5%

35%

V5

62%

15%

62%

18%

86%

V10

40%

11%

41%

17%

63%

MLD (GY)

12.3

3

12.25

6.4

22.5

heart V40

9%

8%

7%

0%

29%

heartV45

7%

7%

5%

0%

25%

heart MHD(GY)

12.37

7.39

12

1.4

26

Esophageal Mean (GY)

24.34

7.17

24.25

8.5

39

Esophageal Dmax (GY)

56.88

10.95

61

18

63

Spinal cord Dmax (GY)

IMRT fields

36.85

10.84

40.25

6

8

5

48.60

8

Table (2)Dose of coverage and constraints

 

 

 

                        Factors

Total n = 32

N

%

Pneumonitis

   

GI-II

2

6.25

GIII

3

9.38

Anemia

   

GI-II

15

46.88

Neutropenia

   

GI-II

GIII

24

2

74.99

6.25

Esophagitis

   

GI-II

15

46.87

Neuropathy

   

GI

10

31.25

 

Overall treatment days

 

Mean

43.46

 

 

SD

7.30

 

Median

42

Range

(20-57)

 

Days of delay

 

Mean

3.21

 

SD

5.25

 

 

Median

0

 

Range

(0-15)

 

 

Cause of delay

 

                 No

 

%

No

GII esophagitis

Chest infection

Patient was irregular

Anemia

 

17

4

4

2

5

53.12

12.5

12.5

6.25

15.62


Table (3) toxicity pattern and duration of treatment with radiotherapy


 

 


Figure (1) Kaplan Meier survival curve for PFS time

 

 

 

 

 

Figure (2) Kaplan Meier survival curve for OS time

 

 


Discussion

One-third of NSCLC patients presented in a locally advanced stage. Inoperable stage III NSCLC represent 70% of NSCLC patients, therefore, lung cancer (LC) remains an important challenge for oncology care today.14

The number of patients included in our study was small, although more than one hundred patients presented to our center during the period of recruitment, most of the patients were stage IV disease or with stage III disease but with a poor functional status, or has other comorbid conditions that disqualified them from enrollment in our study.

Weekly paclitaxel and carboplatin is a common regimen to be used concurrently with radiotherapy, but there is currently no consensus regarding which chemotherapy regimen is best to combine with radiotherapy.9

The chemotherapy regimen used in the Radiation Therapy Oncology Group (RTOG) 0617 trial was carboplatin/paclitaxel in the same doses used in our study with good tolerability, the study presented only ≥ grade III toxicity, which was in minimal presentation.11

Our study demonstrated satisfactory tolerability to weekly paclitaxel/carboplatin, as only a very small number of patients developed grade III neutropenia, with no anemia ≥ grade II in any patient, neuropathy was not also frequent except in diabetic patients and was not more than grade II.

On the other hand; the role of radiotherapy in the treatment of locally advanced NSCLC is essential especially intensity-modulated radiotherapy technique (IMRT) which offers an advantage over conventional three-dimensional radiotherapy (3DRT) in these settings.15

 The key clinical question is whether IMRT technique in combination with chemotherapy can lead to an improvement in OS as a result of reduced toxicity rate? In our study, we have studied the role of IMRT in improving dose coverage, managing large tumor volume and its role in decreasing lung toxicity, and its effect on response rate and survival.

The PTV coverage in our study was optimal. As regard Dmax, and mean dose of the esophagus with IMRT was perfect. On the other hand, the heart V40, V45Gy and mean doses were within the acceptable dose constraints in all patients, furthermore maximum dose delivered to the spinal cord was within tolerance even in tumors with close proximity to vertebrae.

Lung V20 dosimetric constraint is considered a threshold dose that can determine the chance of lung toxicity.16

In our study, meaningful low lung V20 Gy and mean lung dose was detected.

John and his colleges discussed the dosimetric advantage of the IMRT technique in locally advanced NSCLC, the results demonstrated the superiority of IMRT regarding normal tissue exposure. In terms of lung dose, statistically significant reductions in mean lung dose and V20 Gy was obtained without affecting lung V5 Gy. As regard esophageal dosimetric constraints, IMRT showed a perfect reduction in esophageal mean dose, V20 Gy, V45 Gy, and V60 Gy. Finally, for heart dosimetric constraints, IMRT improved V5 Gy, V30 Gy and V45 Gy.17

A correlation was done between radiation pneumonitis (RP) and low-dose baths, as lung V5 in a retrospective analysis. In patients with stage III NSCLC treated by IMRT technique, low dose baths were not a predictor for radiation pneumonitis, the two most commonly-utilized parameters as a predictor for radiation pneumonitis are the normal bilateral lung volume received ≥ 20 Gy (minus the planning target volume) and the mean lung dose (MLD).18

We have evaluated V5 and V10 in our study, the median V5 was 62% (18-86%) and V10 was 41% (17-63%) within tolerance. Although lung V5 Gy was higher in patients treated with IMRT, it was not accompanied by ≥ grade III toxicity.

In RTOG 0617 trial, values of lung V5 were high, IMRT provided preferable lung toxicity than 3D-CRT. This study suggested that lung V5 is not a predictor of toxicity of radiotherapy treatment in locally advanced NSCLC.16

As regard, acute toxicity related to radiotherapy treatment using IMRT technique. In RTOG 0617, IMRT was not accompanied with pneumonitis or esophagitis ≥ grade III, only (5%) of patients experienced ≥ grade 3 esophagitis, and 20.6% of patients experienced pulmonary toxicity, and on a multivariable analysis of RTOG 0617 study, a statistically significant decrease in pneumonitis risk was achieved with IMRT technique.16 In our study, a small number of patients developed pneumonitis grade III (9.38%), no patient developed grade IV pneumonitis. Also, esophagitis was in the form of GI and II only, although chemotherapy exerts independent and potentially synergistic effects with thoracic radiation therapy on the esophagus.

RTOG 91-06, 92-04, and 94-10 trials were analyzed to determine if overall treatment period can affect survival in patients with locally advanced NSCLC treated with concurrent chemoradiotherapy, severe acute esophagitis was associated with long treatment period, patients finished concurrent chemoradiotherapy treatment on time showed better median overall survival (19.5 months vs. 14.8 months). 19

Unfortunately, in our study there was an interruption during the concurrent chemoradiotherapy treatment period in 15 patients, the mean delay time was 3.21 (0-15) days, this delay was due to various causes like anemia, esophagitis, chest infection and irregularity of the patients.

RTOG 9410 study demonstrated marked improvement in survival and response rate with the concurrent chemoradiotherapy arms. Median survival time (MST) was 17 months and 15.6 months in arm 2 and 3 respectively which used concurrent chemoradiotherapy treatment, versus 14.6 in the sequential arm.5 The previous findings were also assessed in phase I-II trial of concurrent chemoradiotherapy treatment with weekly paclitaxel and carboplatin in locally advanced non-small-cell lung cancer, the phase II part of the study revealed RR of 93.8%; PFS of 11.7 months, and OS of 24 months.20

In our study, the response rate was evaluated using RECIST criteria, partial response was seen in (56.25%) patients, while the progressive and stationary disease was seen in (31.25%) and (12.5%) patients respectively, which is not far from the reported results by RTOG 9410.

In our study, median progression-free survival was 6.5 months, and the median overall survival was 10.2 months. Poor survival outcome in our study may be explained by the relatively large number of cases presented in T4 and stage IIIB disease due to the late diagnosis, lower number of patients 6 (18.75%) that staged using PET-CT scan before the start of treatment, although now PET scan is standard in staging workup of lung cancer because it has a major role in providing information about metabolic activity of the tumor, mediastinal involvement and detecting occult metastases.21

Other factors affected survival outcome in our study were prolonged treatment time due to interruption of the course of treatment in some patients, the bad nutritional status, lower socioeconomic level of included patients, and unavailability of recent drugs as immunotherapy that could be used as a consolidation after concurrent chemoradiotherapy treatment.

 

Conclusion

Concurrent chemoradiotherapy using IMRT technique is a well-tolerated regimen in selected inoperable Stage III NSCLC patients with a good response rate and fair survival.  However further larger studies are required to look for more active systemic regimens and advanced radiation techniques for this category of patients.

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